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PRESIDENT SECURITIES (HONG KONG) LIMITED 統一證券﹝香港﹞有限公司

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SFC ID:ACP459
CCASS ID:B01715
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Public Disciplinary Actions
SFC fines President Securities HK$2m in Lehman distribution case
SFC, 04-Dec-2012
Orgs
SFC reprimands President Securities (HK) Ltd & suspends Mr Ma Chun Wah for 3 months
SFC, 30-Nov-2004
Orgs
People
SFC prosecutes Ms Wong Lai Sze for unaccredited dealing & Mr Ma Chun Wah and President Securities (HK) Ltd for aiding & abetting her
SFC, 18-Nov-2003
Orgs
People
SFC reprimands Cheung Yuk Sheung & Kwan Wing On for breaching the Code of Conduct and the internal rules of employers
SFC, 17-Sep-2002
Orgs
People