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KGI CAPITAL ASIA LIMITED 凱基金融亞洲有限公司

SFC Licensed
SFC ID:ADT039
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SFC licences & institution history

Currently licensed
SFC ID:ADT039

KGI Capital Asia Limited

1 former names

  1. Sinpac Securities (Hong Kong) Co., Limited

    Earlier period—2002.07.19

    SFC name change: 2002.07.19

    No SFO licence period listed under this name

  2. KGI Capital Asia Limited

    2002.07.19—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of KGI Capital Asia Limited (ADT039)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2022.05.12
TYPE 9Asset management
  • 2003.04.01—2003.11.05