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SBI China Capital Financial Services Limited 軟庫中華金融服務有限公司

SFC Licensed
SFC ID:ABD523
CCASS ID:B01386
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SFC licences & institution history

Currently licensed
SFC ID:ABD523

SBI China Capital Financial Services Limited

5 former names

  1. Liway Point Limited

    Earlier period—1992.02.19

    SFC name change: 1992.02.19

    No SFO licence period listed under this name

  2. Goodwill (HK) Securities Limited

    1992.02.19—2000.06.02

    SFC name change: 2000.06.02

    No SFO licence period listed under this name

  3. e2-Capital Brokerage Limited

    2000.06.02—2001.04.17

    SFC name change: 2001.04.17

    No SFO licence period listed under this name

  4. SBI E2-Capital Brokerage Limited

    2001.04.17—2008.11.28

    SFC name change: 2008.11.28

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
  5. SBI E2-Capital Financial Services Limited

    2008.11.28—2014.04.24

    SFC name change: 2014.04.24

    Licences in this name periodTYPE 1TYPE 4TYPE 9
  6. SBI China Capital Financial Services Limited

    2014.04.24—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of SBI China Capital Financial Services Limited (ABD523)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2005.01.12
  • 2008.09.19—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.12
TYPE 9Asset management
  • 2003.04.01—2005.01.12
  • 2008.09.19—Present