Webb-site Legacy

Home

SBI China Capital Securities Limited 軟庫中華金融證券有限公司

SFC Inactive
SFC ID:ABC733
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

No current licences
SFC ID:ABC733

SBI China Capital Securities Limited

4 former names

  1. Long Gain Investment Limited

    Earlier period—1991.12.31

    SFC name change: 1991.12.31

    No SFO licence period listed under this name

  2. Goodwill Investment Services Limited

    1991.12.31—2000.05.29

    SFC name change: 2000.05.29

    No SFO licence period listed under this name

  3. e2-Capital Securities Limited

    2000.05.29—2001.04.18

    SFC name change: 2001.04.18

    No SFO licence period listed under this name

  4. SBI E2-Capital Securities Limited

    2001.04.18—2014.04.24

    SFC name change: 2014.04.24

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
  5. SBI China Capital Securities Limited

    2014.04.24—Registered name

    No SFO licence period listed under this name

Licences of SBI China Capital Securities Limited (ABC733)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2012.10.08
TYPE 4Advising on securities
  • 2003.04.01—2012.10.08
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.12
TYPE 9Asset management
  • 2003.04.01—2012.10.08