Lai Voon Wai, ex-CCB and BOCOM, loses appeal on 5-year ban for IPO sponsor failures
SFC
SFC, 30-Sep-2020
Neither of the two IPOs proceeded. The SFAT Determination provides interesting insight into events at BOCOM International (3329) before its own listing in 2017.
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SFC fines BOCOM International (Asia) Ltd HK$15m for sponsor failures
SFC, 15-Mar-2017
We note that BOCOM International Holdings Co Ltd itself has filed a listing aplication proof on 17-Jan-2017. Its sponsors include its subsidiary. Up to last night, the average 1-year Webb-site Total Return of BIAL's 17 sponsorships was -18.94%, or -21.15% relative to the market.