Webb-site Legacy

Home

J.P. MORGAN SECURITIES (FAR EAST) LIMITED

SFC Licensed
SFC ID:AAB026
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:AAB026

J.P. Morgan Securities (Far East) Limited

1 former names

  1. Jardine Fleming Securities Limited

    Earlier period—2002.03.24

    SFC name change: 2002.03.24

    No SFO licence period listed under this name

  2. J.P. Morgan Securities (Far East) Limited

    2002.03.24—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9
Licences of J.P. Morgan Securities (Far East) Limited (AAB026)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 7Providing automated trading services
  • 2003.04.01—2005.02.15
TYPE 9Asset management
  • 2003.04.01—2005.02.15