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UOB KAY HIAN (HONG KONG) LIMITED 大華繼顯(香港)有限公司

SFC Licensed
SFC ID:AAW261
CCASS ID:B01353
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SFC licences & institution history

Currently licensed
SFC ID:AAW261

UOB Kay Hian (Hong Kong) Limited

2 former names

  1. Rowford Limited

    Earlier period—1991.02.26

    SFC name change: 1991.02.26

    No SFO licence period listed under this name

  2. United Mok Ying Kie Limited

    1991.02.26—2001.06.11

    SFC name change: 2001.06.11

    No SFO licence period listed under this name

  3. UOB Kay Hian (Hong Kong) Limited

    2001.06.11—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6
Licences of UOB Kay Hian (Hong Kong) Limited (AAW261)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—Present