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PIPER JAFFRAY ASIA SECURITIES LIMITED 派杰亞洲証券有限公司

SFC InactiveDissolved
SFC ID:ABO154
CCASS ID:B01464
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SFC licences & institution history

No current licences
SFC ID:ABO154

Piper Jaffray Asia Securities Limited

2 former names

  1. Top Equity Brokerage Limited

    Earlier period—2003.09.26

    SFC name change: 2003.09.26

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  2. Goldbond Securities Limited

    2003.09.26—2007.10.11

    SFC name change: 2007.10.11

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  3. Piper Jaffray Asia Securities Limited

    2007.10.11—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4
Licences of Piper Jaffray Asia Securities Limited (ABO154)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2013.04.17
TYPE 2Dealing in futures contracts
  • 2012.01.11—2013.04.17
TYPE 4Advising on securities
  • 2003.04.01—2013.04.17
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.02.14
TYPE 9Asset management
  • 2003.04.01—2005.02.14