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PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED Hong Kong SFC License Details
PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 派杰亞洲資本管理有限公司
SFC Inactive
Dissolved
SFC ID:
ALK009
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on futures contracts
2005-03-09
2008-10-08
C
Advising on securities
2005-03-09
2008-10-08
C
Asset management
2005-03-09
2008-10-08