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PIPER JAFFRAY ASIA ASSET MANAGEMENT LIMITED 派杰亞洲資本管理有限公司

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SFC ID:ALK009
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SFC licences & institution history

No current licences
SFC ID:ALK009

Piper Jaffray Asia Asset Management Limited

1 former names

  1. Goldbond Asset Management Limited

    Earlier period—2007.10.10

    SFC name change: 2007.10.10

    Licences in this name periodTYPE 4TYPE 5TYPE 9

  2. Piper Jaffray Asia Asset Management Limited

    2007.10.10—Registered name

    Licences in this name periodTYPE 4TYPE 5TYPE 9
Licences of Piper Jaffray Asia Asset Management Limited (ALK009)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2005.03.09—2008.10.08
TYPE 5Advising on futures contracts
  • 2005.03.09—2008.10.08
TYPE 9Asset management
  • 2005.03.09—2008.10.08