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AXA CHINA REGION INVESTMENT SERVICES LIMITED 安盛投資服務有限公司

SFC Inactive
SFC ID:AAI067
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SFC licences & institution history

No current licences
SFC ID:AAI067

AXA China Region Investment Services Limited

2 former names

  1. National Mutual Investment Services Limited

    Earlier period—1999.08.06

    SFC name change: 1999.08.06

    No SFO licence period listed under this name

  2. AXA China Region Investment Services Limited

    1999.08.06—2011.07.15

    SFC name change: 2011.07.15

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  3. AXA China Region Investment Services Limited

    2011.07.15—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of AXA China Region Investment Services Limited (AAI067)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2006.01.25—2019.11.04
TYPE 4Advising on securities
  • 2003.04.01—2012.11.27
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.11
TYPE 9Asset management
  • 2003.04.01—2016.12.09