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AXA CHINA REGION INVESTMENT SERVICES LIMITED Hong Kong SFC License Details
AXA CHINA REGION INVESTMENT SERVICES LIMITED 安盛投資服務有限公司
SFC Inactive
SFC ID:
AAI067
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
-
2004-11-11
C
Advising on securities
-
2012-11-27
C
Asset management
-
2016-12-09
C
Dealing in securities
2006-01-25
2019-11-04