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AXA Financial Planning (Hong Kong) Limited 安盛理財策劃(香港)有限公司

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SFC ID:AAN641
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SFC licences & institution history

No current licences
SFC ID:AAN641

AXA Financial Planning (Hong Kong) Limited

3 former names

  1. National Mutual Fund Management Company Limited

    Earlier period—1993.01.11

    SFC name change: 1993.01.11

    No SFO licence period listed under this name

  2. AXA China Region Investment Management Limited

    1993.01.11—2003.03.07

    SFC name change: 2003.03.07

    No SFO licence period listed under this name

  3. ipac financial planning Hong Kong Limited

    2003.03.07—2012.12.20

    SFC name change: 2012.12.20

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  4. AXA Financial Planning (Hong Kong) Limited

    2012.12.20—Registered name

    Licences in this name periodTYPE 9
Licences of AXA Financial Planning (Hong Kong) Limited (AAN641)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2012.05.25
TYPE 4Advising on securities
  • 2003.04.01—2012.05.25
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.11
TYPE 9Asset management
  • 2003.04.01—2019.02.18