MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司

6 former names

1. Tokyo Finance (Asia) Limited

   Earlier period—1983.03.23

   SFC name change: 1983.03.23

   No SFO licence period listed under this name

2. BOT International (HK) Limited

   1983.03.23—1996.04.01

   SFC name change: 1996.04.01

   No SFO licence period listed under this name

3. Tokyo-Mitsubishi International (HK) Limited

   1996.04.01—2003.09.01

   SFC name change: 2003.09.01

   Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

4. Mitsubishi Securities (HK) Limited

   2003.09.01—2005.10.03

   SFC name change: 2005.10.03

   Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

5. Mitsubishi UFJ Securities (HK) Capital, Limited

   2005.10.03—2010.12.31

   SFC name change: 2010.12.31

   Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

6. Mitsubishi UFJ Securities (HK), Limited

   2010.12.31—2016.06.30

   SFC name change: 2016.06.30

   Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6

7. MUFG Securities Asia Limited

   2016.06.30—Registered name

   Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6