MUFG Securities Asia Limited Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
R	Advising on corporate finance	-	2010-12-30
C	Advising on corporate finance	2010-12-31	-
R	Advising on securities	-	2010-12-30
C	Advising on securities	2010-12-31	-
R	Asset management	-	2009-04-29
C	Dealing in futures contracts	2010-12-31	-
R	Dealing in securities	-	2010-12-30
C	Dealing in securities	2010-12-31	-

MUFG Securities Asia Limited 三菱日聯證券亞洲有限公司