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CHINA INTERNATIONAL CAPITAL CORPORATION HONG KONG SECURITIES LIMITED 中國國際金融香港證券有限公司

SFC Licensed
SFC ID:AEN894
CCASS ID:B01654
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SFC licences & institution history

Currently licensed
SFC ID:AEN894

China International Capital Corporation Hong Kong Securities Limited

1 former names

  1. Golden Peninsula Limited

    Earlier period—1998.03.25

    SFC name change: 1998.03.25

    No SFO licence period listed under this name

  2. China International Capital Corporation Hong Kong Securities Limited

    1998.03.25—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 3TYPE 4TYPE 5TYPE 6TYPE 9
Licences of China International Capital Corporation Hong Kong Securities Limited (AEN894)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2012.08.28—Present
TYPE 3Leveraged foreign exchange trading
  • 2012.10.25—2016.05.23
TYPE 4Advising on securities
  • 2003.04.01—2005.01.07
  • 2008.08.20—Present
TYPE 5Advising on futures contracts
  • 2012.08.28—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.07
  • 2008.08.20—Present
TYPE 9Asset management
  • 2003.04.01—2005.01.07