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RBC GLOBAL ASSET MANAGEMENT (ASIA) LIMITED 加皇環球資產管理(亞洲)有限公司

SFC Licensed
SFC ID:AAJ650
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SFC licences & institution history

Currently licensed
SFC ID:AAJ650

RBC Global Asset Management (Asia) Limited

2 former names

  1. Royal Trust Asia Limited

    Earlier period—1994.03.11

    SFC name change: 1994.03.11

    No SFO licence period listed under this name

  2. RBC Investment Management (Asia) Limited

    1994.03.11—2019.06.03

    SFC name change: 2019.06.03

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  3. RBC Global Asset Management (Asia) Limited

    2019.06.03—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of RBC Global Asset Management (Asia) Limited (AAJ650)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.07.13
TYPE 9Asset management
  • 2003.04.01—Present