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MACQUARIE EQUITIES (ASIA) LIMITED Public Disciplinary Actions
MACQUARIE EQUITIES (ASIA) LIMITED 麥格理證券(亞洲)有限公司
SFC Inactive
Dissolved
SFC ID:
ACQ281
CCASS ID:
B01554
Key Data
Officers
SFC Licenses
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Public Disciplinary Actions
CCASS Distribution
Public Disciplinary Actions
Traders jailed in first indictment for derivative warrants manipulation
SFC, 13-May-2010
Orgs
People
Topics
Two warrant traders convicted of market "ping pong"
SFC, 07-May-2010
Orgs
People
Topics
SFC fines Macquarie Equities (Asia) Ltd HK$4m
SFC, 19-Mar-2009
Orgs
People
Topics
Market manipulation case transferred to District Court
SFC, 06-Nov-2008
Orgs
People
Topics