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Public Disciplinary Actions
Traders jailed in first indictment for derivative warrants manipulation
SFC, 13-May-2010
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Two warrant traders convicted of market "ping pong"
SFC, 07-May-2010
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SFC fines Macquarie Equities (Asia) Ltd HK$4m
SFC, 19-Mar-2009
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Market manipulation case transferred to District Court
SFC, 06-Nov-2008
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