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Wanhai Securities (HK) Limited 萬海證券（香港）有限公司

SFC Licensed
SFC ID:ADS061
CCASS ID:B01604
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SFC licences & institution history

Currently licensed
SFC ID:ADS061

Wanhai Securities (HK) Limited

3 former names

  1. Newpont Securities Limited

    Earlier period—2015.08.17

    SFC name change: 2015.08.17

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  2. Qian Hai Securities Limited

    2015.08.17—2017.03.27

    SFC name change: 2017.03.27

    Licences in this name periodTYPE 1TYPE 4

  3. Huabang Securities Limited

    2017.03.27—2024.02.28

    SFC name change: 2024.02.28

    Licences in this name periodTYPE 1TYPE 4

  4. Wanhai Securities (HK) Limited

    2024.02.28—Registered name

    Licences in this name periodTYPE 1TYPE 4
Licences of Wanhai Securities (HK) Limited (ADS061)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.17
TYPE 9Asset management
  • 2003.04.01—2004.11.17