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Public Disciplinary Actions
SFC suspends Li Junfeng of Beijing Securities Ltd for 14 months
SFC, 01-Mar-2012
Orgs
People
SFC suspends Mona Wong Wai King for 3 months
SFC, 17-Dec-2003
Orgs
People
Mona Wong Wai King v SFC
SFAT, 16-Dec-2003
Orgs
People
SFC reprimands Concord Capital Securities Ltd for internal control failures
SFC, 09-Dec-2003
Orgs
People
SFC prosecutes Chan Shing Chun for naked short selling and market manipulation and Johnnie Choy Tin Woo for naked short selling
SFC, 25-Mar-2003
Orgs
People
Topics
SFC reprimands Concord Capital Brokerage Ltd, Wat Ying Hang and Tsang Tak Chuen for failures relating to unregistered dealing activities
SFC, 20-Mar-2003
Orgs
People
SFC reprimands Mr Yeung Kok Tong of Concord Capital Brokerage Ltd
SFC, 20-Sep-2001
Orgs
People