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Goldin Equities Limited 高銀(證券)有限公司

SFC Inactive
SFC ID:AFY561
CCASS ID:B01717
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SFC licences & institution history

No current licences
SFC ID:AFY561

Goldin Equities Limited

7 former names

  1. Popular Face Limited

    Earlier period—2000.06.08

    SFC name change: 2000.06.08

    No SFO licence period listed under this name

  2. DLJ Hutchison direct Asia Limited

    2000.06.08—2000.06.25

    SFC name change: 2000.06.25

    No SFO licence period listed under this name

  3. DLJ Hutchison direct (HK) Limited

    2000.06.25—2000.12.21

    SFC name change: 2000.12.21

    No SFO licence period listed under this name

  4. Hutchison CSFBdirect (HK) Limited

    2000.12.21—2002.05.15

    SFC name change: 2002.05.15

    No SFO licence period listed under this name

  5. BOCI Online Broking (HK) Limited

    2002.05.15—2006.02.06

    SFC name change: 2006.02.06

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
  6. LTGold Online Broking Limited

    2006.02.06—2008.04.22

    SFC name change: 2008.04.22

    Licences in this name periodTYPE 1
  7. Goldin Securities Limited

    2008.04.22—2008.08.01

    SFC name change: 2008.08.01

    Licences in this name periodTYPE 1
  8. Goldin Equities Limited

    2008.08.01—Registered name

    Licences in this name periodTYPE 1TYPE 2
Licences of Goldin Equities Limited (AFY561)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2022.11.28
TYPE 2Dealing in futures contracts
  • 2008.12.17—2019.02.15
TYPE 4Advising on securities
  • 2003.04.01—2005.01.25
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.25
TYPE 9Asset management
  • 2003.04.01—2005.01.25