| C/R | Regulated Activity | From | Until |
|---|---|---|---|
| C | Advising on corporate finance | 2007-10-09 | 2013-01-30 |
| C | Advising on corporate finance | 2017-03-01 | - |
| C | Advising on securities | 2007-10-09 | 2017-03-01 |
| C | Advising on securities | 2007-10-09 | 2017-02-28 |
| C | Advising on securities | 2017-03-01 | - |
| C | Asset management | 2015-10-26 | 2017-03-01 |
| C | Asset management | 2015-10-26 | 2017-02-28 |
| C | Asset management | 2017-03-01 | - |
| C | Dealing in futures contracts | 2017-09-18 | - |
| C | Dealing in securities | 2007-01-11 | 2017-03-01 |
| C | Dealing in securities | 2007-01-11 | 2017-02-28 |
| C | Dealing in securities | 2017-03-01 | - |