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Mirae Asset Securities (HK) Limited 未來資產證券(香港)有限公司

SFC Licensed
SFC ID:BJB333
CCASS ID:B01830
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SFC licences & institution history

2017.03.01Institutions amalgamated

After amalgamation

Currently licensed
SFC ID:BJB333

Mirae Asset Securities (HK) Limited

1 former names

  1. Mirae Asset Wealth Management (HK) Limited

    Earlier period—2017.03.01

    SFC name change: 2017.03.01

    No SFO licence period listed under this name

  2. Mirae Asset Securities (HK) Limited

    2017.03.01—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 6TYPE 9
Licences of Mirae Asset Securities (HK) Limited (BJB333)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2017.03.01—Present
TYPE 2Dealing in futures contracts
  • 2017.09.18—Present
TYPE 4Advising on securities
  • 2017.03.01—Present
TYPE 6Advising on corporate finance
  • 2017.03.01—Present
TYPE 9Asset management
  • 2017.03.01—Present

Before amalgamation

Historical institution
SFC ID:ANR723

Mirae Asset Wealth Management (HK) Limited

3 former names

  1. Mirae Asset Securities Hong Kong Limited

    Earlier period—2007.04.23

    SFC name change: 2007.04.23

    Licences in this name periodTYPE 1

  2. Mirae Asset Hong Kong Limited

    2007.04.23—2009.01.14

    SFC name change: 2009.01.14

    Licences in this name periodTYPE 1TYPE 4TYPE 6

  3. Mirae Asset Securities (HK) Limited

    2009.01.14—2015.02.03

    SFC name change: 2015.02.03

    Licences in this name periodTYPE 1TYPE 4TYPE 6

  4. Mirae Asset Wealth Management (HK) Limited

    2015.02.03—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Mirae Asset Wealth Management (HK) Limited (ANR723)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2007.01.11—2017.02.28
TYPE 4Advising on securities
  • 2007.10.09—2017.02.28
TYPE 6Advising on corporate finance
  • 2007.10.09—2013.01.30
TYPE 9Asset management
  • 2015.10.26—2017.02.28
Historical institution
SFC ID:ACO292

Daewoo Securities (Hong Kong) Limited

Licences of Daewoo Securities (Hong Kong) Limited (ACO292)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2017.02.28
TYPE 4Advising on securities
  • 2003.04.01—2017.02.28
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.11.09
  • 2012.02.17—2017.02.28
TYPE 9Asset management
  • 2003.04.01—2004.11.09
  • 2012.02.17—2017.02.28