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CIS SECURITIES ASSET MANAGEMENT LIMITED 順安證券資產管理有限公司

SFC Licensed
SFC ID:API164
CCASS ID:B01849
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SFC licences & institution history

Currently licensed
SFC ID:API164

CIS Securities Asset Management Limited

3 former names

  1. Coview Investments Limited

    Earlier period—2009.01.29

    SFC name change: 2009.01.29

    Licences in this name periodTYPE 1TYPE 2TYPE 4

  2. Convoy Investment Services Limited

    2009.01.29—2009.02.05

    SFC name change: 2009.02.05

    Licences in this name periodTYPE 1TYPE 2TYPE 4

  3. Convoy Investment Services Limited

    2009.02.05—2017.12.29

    SFC name change: 2017.12.29

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 9

  4. CIS Securities Asset Management Limited

    2017.12.29—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 9
Licences of CIS Securities Asset Management Limited (API164)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2007.12.07—Present
TYPE 2Dealing in futures contracts
  • 2008.12.24—Present
TYPE 4Advising on securities
  • 2008.12.24—Present
TYPE 9Asset management
  • 2013.01.11—Present