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BNP PARIBAS WEALTH MANAGEMENT Public Disciplinary Actions
BNP PARIBAS WEALTH MANAGEMENT 法國巴黎財富管理銀行
SFC Inactive
Dissolved
SFC ID:
AHR124
CCASS ID:
C00086
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Public Disciplinary Actions
Kim Bum Suk, ex-BNP Paribas, banned for 27 months
SFC
SFC, 29-Mar-2022
For unauthorised discretionary dealings using pre-signed blank instruction forms.
Orgs
People
SFC fines BNP Paribas Wealth Management HK$4m for stiffing clients
SFC, 31-Aug-2016
The stiffees will now get a refund of HK$9.5m in excess charges.
Orgs