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MIB FINANCE (HONG KONG) LIMITED Public Disciplinary Actions
MIB FINANCE (HONG KONG) LIMITED 馬銀財務(香港)有限公司
SFC Inactive
SFC ID:
ADW705
CCASS ID:
B01626
Key Data
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SFC Licenses
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Public Disciplinary Actions
CCASS Distribution
Public Disciplinary Actions
SFC suspends Ms Florence Fung Wing Nam for 11 months for breaches of Code of Conduct
SFC, 15-Jun-2006
Orgs
People
SFC suspends Mr Man Tak Hung, Mr Chan Wing Tat and Ms Angela Kwong Yim Heung for facilitating market manipulation
SFC, 02-May-2006
Orgs
People
Topics
SFAT upholds SFC's ability to adjust disciplinary penalties to suit circumstances
SFC, 14-Jun-2004
Orgs
People
Kwok Wai Shun v SFC
SFAT, 11-Jun-2004
Orgs
People
SFC suspends Mr Kwok Wai Shun for 3 months
SFC, 07-Jun-2004
Orgs
People
SFC reprimands Ong Asia Securities (HK) Ltd & George Lynn Kwok Hung for failing to understand Listing Rules and keep adequate order audit trail
SFC, 04-Mar-2003
Orgs
People