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CEPA ALLIANCE SECURITIES LIMITED 世博證券有限公司

SFC Licensed
SFC ID:AHF861
CCASS ID:B01743
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SFC licences & institution history

Currently licensed
SFC ID:AHF861

Cepa Alliance Securities Limited

2 former names

  1. Alpha Alliance Securities Limited

    Earlier period—2001.12.12

    SFC name change: 2001.12.12

    No SFO licence period listed under this name

  2. Alpha Alliance Securities Limited

    2001.12.12—2004.05.21

    SFC name change: 2004.05.21

    Licences in this name periodTYPE 1TYPE 6TYPE 7

  3. Cepa Alliance Securities Limited

    2004.05.21—Registered name

    Licences in this name periodTYPE 1TYPE 4
Licences of Cepa Alliance Securities Limited (AHF861)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2012.08.23—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.08.12
TYPE 7Providing automated trading services
  • 2003.04.01—2003.07.21