Webb-site Legacy

PGIM (Hong Kong) Limited 保德信(香港)有限公司

SFC Licensed

SFC ID:BVJ981

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions

SFC licences & institution history

2024.09.01Institutions amalgamated

After amalgamation

Currently licensed

SFC ID:BVJ981

PGIM (Hong Kong) Limited

9 former names

Prudential Asia Fund Management Limited
Earlier period—1989.06.09
SFC name change: 1989.06.09
No SFO licence period listed under this name
Prudential Asia Fund Management Limited
1989.06.09—2001.11.30
SFC name change: 2001.11.30
No SFO licence period listed under this name
Prumerica Asia Fund Management Limited
2001.11.30—2004.08.20
SFC name change: 2004.08.20
No SFO licence period listed under this name
Pramerica Asia Fund Management Limited
2004.08.20—2016.06.28
SFC name change: 2016.06.28
No SFO licence period listed under this name
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate and PGIM Investment)
2016.06.28—2023.10.12
SFC name change: 2023.10.12
No SFO licence period listed under this name
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate and PGIM Investments)
2023.10.12—2024.03.18
SFC name change: 2024.03.18
No SFO licence period listed under this name
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives)
2024.03.18—2024.07.15
SFC name change: 2024.07.15
No SFO licence period listed under this name
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments, PGIM Private Alternatives and Jennison Associates)
2024.07.15—2026.01.01
SFC name change: 2026.01.01
Licences in this name periodTYPE 1TYPE 4
PGIM (Hong Kong) Limited (trading as Jennison Associates)
2026.01.01—2026.04.27
SFC name change: 2026.04.27
Licences in this name periodTYPE 1TYPE 4
PGIM (Hong Kong) Limited
2026.04.27—Registered name
Licences in this name periodTYPE 1TYPE 4

Licences of PGIM (Hong Kong) Limited (BVJ981)
Regulated Activity	Effective periods
TYPE 1Dealing in securities	2024.09.01Present
TYPE 4Advising on securities	2024.09.01Present

Before amalgamation

Historical institution

SFC ID:AAH625

PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments, PGIM Private Alternatives and Jennison Associates)

7 former names

Prudential Asia Fund Management Limited
Earlier period—1989.06.09
SFC name change: 1989.06.09
No SFO licence period listed under this name
Prudential Asia Fund Management Limited
1989.06.09—2001.11.30
SFC name change: 2001.11.30
No SFO licence period listed under this name
Prumerica Asia Fund Management Limited
2001.11.30—2004.08.20
SFC name change: 2004.08.20
Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9
Pramerica Asia Fund Management Limited
2004.08.20—2016.06.28
SFC name change: 2016.06.28
Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate and PGIM Investment)
2016.06.28—2023.10.12
SFC name change: 2023.10.12
Licences in this name periodTYPE 1TYPE 4
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate and PGIM Investments)
2023.10.12—2024.03.18
SFC name change: 2024.03.18
Licences in this name periodTYPE 1TYPE 4
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments and PGIM Private Alternatives)
2024.03.18—2024.07.15
SFC name change: 2024.07.15
Licences in this name periodTYPE 1TYPE 4
PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments, PGIM Private Alternatives and Jennison Associates)
2024.07.15—Registered name
Licences in this name periodTYPE 1TYPE 4

Licences of PGIM (Hong Kong) Limited (trading as PGIM Fixed Income, PGIM Real Estate, PGIM Investments, PGIM Private Alternatives and Jennison Associates) (AAH625)
Regulated Activity	Effective periods
TYPE 1Dealing in securities	2003.04.012024.08.31
TYPE 4Advising on securities	2003.04.012024.08.31
TYPE 5Advising on futures contracts	2003.04.012005.02.04
TYPE 6Advising on corporate finance	2003.04.012005.02.04
TYPE 9Asset management	2003.04.012005.02.04

Another group company participated in this amalgamation. SFC does not disclose its name or CE reference.