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SOUTHWEST SECURITIES (HK) FUTURES LIMITED Hong Kong SFC License Details
SOUTHWEST SECURITIES (HK) FUTURES LIMITED 西證(香港)期貨有限公司
SFC Licensed
SFC ID:
AAZ149
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on futures contracts
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2003-08-06
C
Asset management
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2003-08-06
C
Dealing in futures contracts
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