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SOUTHWEST SECURITIES (HK) FUTURES LIMITED 西證(香港)期貨有限公司

SFC Licensed
SFC ID:AAZ149
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SFC licences & institution history

Currently licensed
SFC ID:AAZ149

Southwest Securities (HK) Futures Limited

2 former names

  1. Jimgood Investment Limited

    Earlier period—1990.11.20

    SFC name change: 1990.11.20

    No SFO licence period listed under this name

  2. Tanrich Futures Limited

    1990.11.20—2015.04.09

    SFC name change: 2015.04.09

    Licences in this name periodTYPE 2TYPE 5TYPE 9

  3. Southwest Securities (HK) Futures Limited

    2015.04.09—Registered name

    Licences in this name periodTYPE 2
Licences of Southwest Securities (HK) Futures Limited (AAZ149)
Regulated ActivityEffective periods
TYPE 2Dealing in futures contracts
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—2003.08.06
TYPE 9Asset management
  • 2003.04.01—2003.08.06