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SHUN LOONG SECURITIES COMPANY LIMITED Public Disciplinary Actions
SHUN LOONG SECURITIES COMPANY LIMITED 順隆證券行有限公司
SFC Licensed
SFC ID:
ACZ309
CCASS ID:
B01568
Key Data
Officers
SFC Licenses
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Public Disciplinary Actions
CCASS Distribution
Public Disciplinary Actions
Two warrant traders convicted of market "ping pong"
SFC, 07-May-2010
Orgs
People
Topics
SFC reprimands and fines Shun Loong Securities Co Ltd, suspends Wilhelm Soeharsono Budihardjo
SFC, 19-Aug-2009
Orgs
People
SFAT upholds SFC's suspension of Mr Joe Wong Ting Choi
SFC, 08-May-2008
Orgs
People
Joe Wong Ting Choi v SFC
SFAT, 08-May-2008
Orgs
People
SFC bans Mr Eric Wong Wing Fai for 5 years for research conflicts of interest
SFC, 28-Nov-2005
Orgs
People
SFAT upholds SFC decision to suspend analyst Mr Eric Wong Wing Fai for 18 months for front-running research reports
SFC, 02-Aug-2004
Orgs
People
Mr Eric Wong Wing Fai v SFC
SFAT, 02-Aug-2004
Orgs
People
SFC revokes registrations of Mr Sung Wah Ting, ex-Shun Loong, for front-running
SFC, 10-Aug-1999
Orgs
People
Topics