Webb-site Legacy

Home

PFP Capital Limited

SFC Licensed
SFC ID:AAA451
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:AAA451

PFP Capital Limited

6 former names

  1. Scimitar Asset Management Asia Limited

    Earlier period—1991.09.24

    SFC name change: 1991.09.24

    No SFO licence period listed under this name

  2. Standrad Chartered Equitor Asset Management Asia Limited

    1991.09.24—1991.10.23

    SFC name change: 1991.10.23

    No SFO licence period listed under this name

  3. Standard Chartered Equitor Asset Management Asia Limited

    1991.10.23—1992.12.18

    SFC name change: 1992.12.18

    No SFO licence period listed under this name

  4. Capital House Investment Management (Asia) Limited

    1992.12.18—1995.03.23

    SFC name change: 1995.03.23

    No SFO licence period listed under this name

  5. East Asia Hamon Investment Management Limited

    1995.03.23—1996.04.09

    SFC name change: 1996.04.09

    No SFO licence period listed under this name

  6. Hamon Investment Management Limited

    1996.04.09—2025.09.05

    SFC name change: 2025.09.05

    Licences in this name periodTYPE 4TYPE 5TYPE 6TYPE 9
  7. PFP Capital Limited

    2025.09.05—Registered name

    Licences in this name periodTYPE 4TYPE 5TYPE 9
Licences of PFP Capital Limited (AAA451)
Regulated ActivityEffective periods
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2003.04.01—Present
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.09.09
TYPE 9Asset management
  • 2003.04.01—Present