Webb-site Legacy

Home

FIRST WORLDSEC SECURITIES LIMITED 第一金和昇證券有限公司

SFC Inactive
SFC ID:AAZ202
CCASS ID:B01372
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

No current licences
SFC ID:AAZ202

First Worldsec Securities Limited

2 former names

  1. Worldsec Brokerage Limited

    Earlier period—2004.08.11

    SFC name change: 2004.08.11

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  2. First Worldsec Securities Limited

    2004.08.11—2009.02.02

    SFC name change: 2009.02.02

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  3. First Worldsec Securities Limited

    2009.02.02—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of First Worldsec Securities Limited (AAZ202)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2024.12.18
TYPE 4Advising on securities
  • 2003.04.01—2024.12.18
TYPE 6Advising on corporate finance
  • 2003.04.01—2008.04.10
TYPE 9Asset management
  • 2003.04.01—2024.12.18