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BOCI Bullion Company Limited 中銀國際金業有限公司

SFC Inactive
SFC ID:AFY560
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SFC licences & institution history

No current licences
SFC ID:AFY560

BOCI Bullion Company Limited

3 former names

  1. DLJ Hutchison direct Limited

    Earlier period—2000.12.21

    SFC name change: 2000.12.21

    No SFO licence period listed under this name

  2. Hutchison CSFBdirect Limited

    2000.12.21—2002.05.15

    SFC name change: 2002.05.15

    No SFO licence period listed under this name

  3. BOCI Online Trading Limited

    2002.05.15—2010.08.27

    SFC name change: 2010.08.27

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  4. BOCI Bullion Company Limited

    2010.08.27—Registered name

    No SFO licence period listed under this name

Licences of BOCI Bullion Company Limited (AFY560)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2007.01.29
TYPE 4Advising on securities
  • 2003.04.01—2005.01.25
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.01.25
TYPE 7Providing automated trading services
  • 2003.04.01—2005.01.25
TYPE 9Asset management
  • 2003.04.01—2005.01.25