Gostrode Limited
Earlier period—1992.05.26
SFC name change: 1992.05.26
No SFO licence period listed under this name
Barclays de Zoete Wedd Investment Management (HK) Limited
1992.05.26—1995.01.17
SFC name change: 1995.01.17
No SFO licence period listed under this name
BZW Investment Management Hong Kong Limited
1995.01.17—1996.10.31
SFC name change: 1996.10.31
No SFO licence period listed under this name
Barclays Global Investors Hong Kong Limited
1996.10.31—1998.06.15
SFC name change: 1998.06.15
No SFO licence period listed under this name
AXA Investment Managers Hong Kong Limited
1998.06.15—2002.10.02
SFC name change: 2002.10.02
No SFO licence period listed under this name
AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers)
2002.10.02—Registered name
| Regulated Activity | Effective periods |
|---|---|
| TYPE 1Dealing in securities | |
| TYPE 4Advising on securities | |
| TYPE 5Advising on futures contracts | |
| TYPE 6Advising on corporate finance | |
| TYPE 9Asset management |