Webb-site Legacy

Home

AXA ROSENBERG INVESTMENT MANAGEMENT ASIA PACIFIC LIMITED (TRADING AS AXA ROSENBERG ASIA PACIFIC; AXA INVESTMENT MANAGERS) 安盛羅森堡投資管理亞太有限公司 (以AXA Rosenberg Asia Pacific; AXA Investment Managers名義經營業務)

SFC Inactive
SFC ID:ABF948
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

No current licences
SFC ID:ABF948

AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers)

5 former names

  1. Gostrode Limited

    Earlier period—1992.05.26

    SFC name change: 1992.05.26

    No SFO licence period listed under this name

  2. Barclays de Zoete Wedd Investment Management (HK) Limited

    1992.05.26—1995.01.17

    SFC name change: 1995.01.17

    No SFO licence period listed under this name

  3. BZW Investment Management Hong Kong Limited

    1995.01.17—1996.10.31

    SFC name change: 1996.10.31

    No SFO licence period listed under this name

  4. Barclays Global Investors Hong Kong Limited

    1996.10.31—1998.06.15

    SFC name change: 1998.06.15

    No SFO licence period listed under this name

  5. AXA Investment Managers Hong Kong Limited

    1998.06.15—2002.10.02

    SFC name change: 2002.10.02

    No SFO licence period listed under this name

  6. AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers)

    2002.10.02—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9
Licences of AXA Rosenberg Investment Management Asia Pacific Limited (trading as AXA Rosenberg Asia Pacific; AXA Investment Managers) (ABF948)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2019.07.05
TYPE 4Advising on securities
  • 2003.04.01—2019.07.05
TYPE 5Advising on futures contracts
  • 2003.04.01—2015.06.15
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.12.02
TYPE 9Asset management
  • 2003.04.01—2018.02.20