AXA Investment Managers Asia Limited Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2004-11-24
C	Advising on futures contracts	-	2015-06-15
C	Advising on securities	-	-
C	Asset management	-	-
C	Dealing in futures contracts	2018-02-09	-
C	Dealing in securities	2005-07-21	-
C	Leveraged foreign exchange trading	2020-01-09	-

AXA Investment Managers Asia Limited 安盛投資管理亞洲有限公司