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FRANKLIN TEMPLETON INVESTMENTS (ASIA) LIMITED 富蘭克林鄧普頓投資(亞洲)有限公司

SFC Licensed
SFC ID:BSQ553
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SFC licences & institution history

2022.07.01Institutions amalgamated

After amalgamation

Currently licensed
SFC ID:BSQ553

Franklin Templeton Investments (Asia) Limited

Licences of Franklin Templeton Investments (Asia) Limited (BSQ553)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2022.07.01—Present
TYPE 4Advising on securities
  • 2022.07.01—Present
TYPE 9Asset management
  • 2022.07.01—Present

Before amalgamation

Historical institution
SFC ID:ABY530

Franklin Templeton Investments (Asia) Limited

3 former names

  1. Enniskillen Limited

    Earlier period—1993.12.29

    SFC name change: 1993.12.29

    No SFO licence period listed under this name

  2. Templeton/Franklin Investment Services (HK) Limited

    1993.12.29—1994.09.08

    SFC name change: 1994.09.08

    No SFO licence period listed under this name

  3. Templeton Franklin Investment Services (Asia) Limited

    1994.09.08—2000.10.04

    SFC name change: 2000.10.04

    No SFO licence period listed under this name

  4. Franklin Templeton Investments (Asia) Limited

    2000.10.04—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of Franklin Templeton Investments (Asia) Limited (ABY530)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2022.06.30
TYPE 4Advising on securities
  • 2003.04.01—2003.10.07
  • 2017.09.29—2022.06.30
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.10.07
TYPE 9Asset management
  • 2003.04.01—2022.06.30
Historical institution
SFC ID:ACT053

Legg Mason Asset Management Hong Kong Limited

5 former names

  1. Riparian Limited

    Earlier period—1995.05.04

    SFC name change: 1995.05.04

    No SFO licence period listed under this name

  2. Salomon Brothers Asset Management Asia Pacific Limited

    1995.05.04—1998.12.01

    SFC name change: 1998.12.01

    No SFO licence period listed under this name

  3. Salomon Smith Barney Asset Managment Asia Pacific Limited

    1998.12.01—1999.01.13

    SFC name change: 1999.01.13

    No SFO licence period listed under this name

  4. Salomon Brothers Asset Management Asia Pacific Limited

    1999.01.13—2006.04.28

    SFC name change: 2006.04.28

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9

  5. Legg Mason Investments (Hong Kong) Limited

    2006.04.28—2007.09.28

    SFC name change: 2007.09.28

    Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 9

  6. Legg Mason Asset Management Hong Kong Limited

    2007.09.28—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of Legg Mason Asset Management Hong Kong Limited (ACT053)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2005.10.31—2022.06.30
TYPE 4Advising on securities
  • 2003.04.01—2022.06.30
TYPE 5Advising on futures contracts
  • 2003.04.01—2006.09.25
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.10.19
TYPE 9Asset management
  • 2003.04.01—2015.08.28