HSBC INVESTMENT FUNDS (HONG KONG) LIMITED

SFC Licensed

SFC licences & institution history

Currently licensed

Wing Lung Bank (Trustee) Limited
Earlier period—1990.07.20
SFC name change: 1990.07.20
No SFO licence period listed under this name
Wardley International Management Limited
1990.07.20—1994.02.28
SFC name change: 1994.02.28
No SFO licence period listed under this name
HSBC Investment Funds Hong Kong Limited
1994.02.28—1999.10.31
SFC name change: 1999.10.31
No SFO licence period listed under this name
HSBC Investment Funds (Hong Kong) Limited
1999.10.31—Registered name
Licences in this name periodTYPE 1TYPE 4TYPE 5TYPE 6TYPE 9

Licences of HSBC Investment Funds (Hong Kong) Limited (AAL518)
Regulated Activity	Effective periods
TYPE 1Dealing in securities	2003.04.01Present
TYPE 4Advising on securities	2003.04.01Present
TYPE 5Advising on futures contracts	2003.04.01Present
TYPE 6Advising on corporate finance	2003.04.012004.05.07 2005.06.062015.11.04
TYPE 9Asset management	2003.04.01Present