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Legg Mason Asset Management Hong Kong Limited Hong Kong SFC License Details
Legg Mason Asset Management Hong Kong Limited 美盛資產管理香港有限公司
SFC Inactive
Dissolved
SFC ID:
ACT053
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
-
2004-10-19
C
Advising on futures contracts
-
2006-09-25
C
Advising on securities
-
2022-06-30
C
Asset management
-
2015-08-28
C
Dealing in securities
2005-10-31
2022-06-30