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Public Disciplinary Actions
SFC suspends Ms. Ng Shui King for 30 months
SFC, 23-Jun-2009
Orgs
People
SFC reprimands Henyep Securities Ltd, Simon Chiu Sin Wan & Mr Ng Yiu Man for internal control failures; Chiu voluntarily pays HK$57k
SFC, 14-Sep-2005
Orgs
People