Webb-site Legacy
En
Home
HENYEP SECURITIES LIMITED Public Disciplinary Actions
HENYEP SECURITIES LIMITED 興業證券有限公司
SFC Licensed
SFC ID:
AAD534
CCASS ID:
B01212
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Public Disciplinary Actions
SFC suspends Ms. Ng Shui King for 30 months
SFC, 23-Jun-2009
Orgs
People
SFC reprimands Henyep Securities Ltd, Simon Chiu Sin Wan & Mr Ng Yiu Man for internal control failures; Chiu voluntarily pays HK$57k
SFC, 14-Sep-2005
Orgs
People