Webb-site Legacy

MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司

SFC Licensed

CCASS ID:B01832

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions CCASS Distribution

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	-
C	Advising on futures contracts	2010-03-01	2016-05-05
C	Advising on securities	-	-
C	Asset management	-	-
C	Dealing in futures contracts	2007-02-26	2016-05-05
C	Dealing in securities	-	-