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MIZUHO SECURITIES ASIA LIMITED 瑞穗證券亞洲有限公司

SFC Licensed
SFC ID:AEZ953
CCASS ID:B01832
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SFC licences & institution history

Currently licensed
SFC ID:AEZ953

Mizuho Securities Asia Limited

1 former names

  1. IBJ Asia Securities Limited

    Earlier period—2001.03.23

    SFC name change: 2001.03.23

    No SFO licence period listed under this name

  2. Mizuho Securities Asia Limited

    2001.03.23—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 9
Licences of Mizuho Securities Asia Limited (AEZ953)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2007.02.26—2016.05.05
TYPE 4Advising on securities
  • 2003.04.01—Present
TYPE 5Advising on futures contracts
  • 2010.03.01—2016.05.05
TYPE 6Advising on corporate finance
  • 2003.04.01—Present
TYPE 9Asset management
  • 2003.04.01—Present