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Public Disciplinary Actions
SFC suspends Ms Pat Siu Mei Yee, ex-Shenyin Wanguo
SFC, 31-Mar-2014
Orgs
People
SFC suspends Ms Tau Ling Ling for 11 weeks for unauthorised trading
SFC, 28-Sep-2006
Orgs
People
SFC suspends Mr Ho Ying Wai for 3 months
SFC, 04-Apr-2003
Orgs
People
SFC reprimands Miss Ida Kwai Yee Man of Shenyin Wanguo
SFC, 19-Apr-2001
Orgs
People
SFC reprimands Mr Leung Shing Wai of Shenyin Wanguo
SFC, 19-Apr-2001
Orgs
People
SFC reprimands Mr Tse Chi Him of Shenyin Wanguo
SFC, 19-Apr-2001
Orgs
People
SFC reprimands Mr Yeung Shu Fan of Shenyin Wanguo
SFC, 19-Apr-2001
Orgs
People
SHENWAN HONGYUAN FUTURES (H.K.) LIMITED Public Disciplinary Actions