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MERRILL LYNCH FUTURES (HONG KONG) LIMITED Public Disciplinary Actions

MERRILL LYNCH FUTURES (HONG KONG) LIMITED

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SFC ID:AAE786

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions

Public Disciplinary Actions

SFC bans Jugurtha Harchaoui forever

SFC, 09-Sep-2010

Orgs

People

SFC fines Merrill Lynch entities HK$3.5m for systems and controls failings

SFC, 31-May-2010

Orgs

People