Webb-site Legacy

Home

CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司

SFC Licensed
SFC ID:ARE947
Key DataOfficersSFC LicensesConditionsPublic Disciplinary Actions
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

Currently licensed
SFC ID:ARE947

CITIC Securities Asset Management (HK) Limited

5 former names

  1. CITIC Securities International Investment Management Limited

    Earlier period—2008.03.06

    SFC name change: 2008.03.06

    No SFO licence period listed under this name

  2. CITIC Securities International Investment Management (HK) Limited

    2008.03.06—2017.07.28

    SFC name change: 2017.07.28

    Licences in this name periodTYPE 1TYPE 4TYPE 9
  3. CLSA Alternative Investment Management Limited

    2017.07.28—2017.12.12

    SFC name change: 2017.12.12

    Licences in this name periodTYPE 1TYPE 4TYPE 9
  4. CLSA Alternative Investment Management Limited

    2017.12.12—2018.12.18

    SFC name change: 2018.12.18

    Licences in this name periodTYPE 1TYPE 4TYPE 9
  5. CLSA Asset Management Limited

    2018.12.18—2024.01.16

    SFC name change: 2024.01.16

    Licences in this name periodTYPE 1TYPE 4TYPE 9
  6. CITIC Securities Asset Management (HK) Limited

    2024.01.16—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 9
Licences of CITIC Securities Asset Management (HK) Limited (ARE947)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2014.10.17—2018.10.05
  • 2022.09.13—Present
TYPE 2Dealing in futures contracts
  • 2025.05.30—Present
TYPE 4Advising on securities
  • 2008.08.01—Present
TYPE 9Asset management
  • 2008.08.01—Present