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Public Disciplinary Actions
Public Disciplinary Actions
Re C.A. Pacific - liquidator fees
HK Court of First Instance, 28-Aug-2012
Orgs
Topics
Re C.A. Pacific Securities Ltd liquidators' fees
HK Court of First Instance, 28-Aug-2012
Orgs
Topics
Re C.A. Pacific Securities Limited winding up
HK Court of First Instance, 24-Jul-2009
Orgs
Topics
Re C.A. Pacific Securities Ltd winding up: legal fees
HK Court of First Instance, 09-Aug-2006
Orgs
Topics
Official Receiver v Jason Wong But Sit & others - disqualification proceedings
HK Court of First Instance, 21-Mar-2005
Orgs
People
Topics
SFC revokes licence of Mr Joie Lau Hing Hung and bans him for 10 years
SFC, 28-Jan-2005
Orgs
People
Three ex-directors of C A Pacific barred from being company directors
HK Government, 05-Dec-2003
Orgs
People
Topics
Reminder for claimants of C.A. Pacific Securities Ltd
SFC, 23-Oct-2003
Orgs
Topics
SFC's subrogation rights concerning C. A. Pacific Securities Limited
SFC, 02-Sep-2003
Orgs
Topics
Re C.A. Pacific Securities Ltd examinations
HK Court of First Instance, 02-Sep-2002
Orgs
People
Topics
Former CA Pacific chief fails in bid to clear name
South China Morning Post, 28-Jun-2002
Orgs
People
Topics
HKSAR v Jason Wong But Sit & Elizabeth Kong Suk Yee
HK Court of Appeal, 27-Jun-2002
Orgs
People
Topics
Re C.A. Pacific Securities Ltd
HK Court of First Instance, 06-Nov-2001
On whether third parties can be examined.
Orgs
People
Topics
Re C.A. Pacific Securities Ltd
HK Court of First Instance, 31-Oct-2001
Orgs
Topics
SFC reprimands Mr James Wong Ching Sau & Madam Chu King Yee, ex-C.A. Pacific
SFC, 06-Apr-2001
Orgs
People
SFC reprimands Mr Cheung Ka Fai, ex-C.A. Pacific
SFC, 12-Jan-2001
Orgs
People
Landmark ruling resolves share split
South China Morning Post, 21-Dec-2000
Orgs
People
Topics
Re C.A. Pacific Securities Ltd
HK Court of First Instance, 20-Dec-2000
Orgs
Topics
SFC prosecutes Mr Wallace Yuen Moon Chung
SFC, 16-Nov-2000
Orgs
People
Payouts from Unified Exchange Compensation Fund
SFC, 30-Jun-2000
Orgs
Topics
HKSAR v Yuen Moon Chung
HK Court of First Instance, 06-May-2000
Orgs
People
Suspended sentence sees Jason Wong a free man
South China Morning Post, 01-Feb-2000
Orgs
People
Partial payout to clients of C.A. Pacific Securities Ltd, Forluxe Securities Ltd & Chark Fung Securities Co Ltd
SFC, 24-Dec-1999
Orgs
Topics
C.A. Pacific Securities compensation payments
SFC, 03-Aug-1999
Orgs
Topics
SFC reprimands David Cheung Hon Chung, ex-C.A. Pacific, convicted of aiding & abetting unregistered dealing
SFC, 25-Feb-1999
Orgs
People
Partial payouts to clients of C. A. Pacific Securities Ltd and Forluxe Securities Ltd
SFC, 11-Feb-1999
Orgs
Topics
C.A. Pacific Securities compensation payments
SFC, 09-Dec-1998
Orgs
Topics
Compensation arrangements for C.A. Pacific Securities clients
SFC, 02-Jun-1998
Orgs
Topics
SFC Chairman Anthony Neoh's open letter re Peregrine & C.A. Pacific
SFC, 31-Jan-1998
Orgs
Topics
Court appoints provisional liquidators to C.A. Pacific Securities Ltd
SFC, 20-Jan-1998
Orgs
Topics
C.A. Pacific group companies undertake to refrain from business
SFC, 19-Jan-1998
Orgs
Topics