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DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司

SFC Licensed
SFC ID:AAJ984
CCASS ID:B01323
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SFC licences & institution history

Currently licensed
SFC ID:AAJ984

Deutsche Securities Asia Limited

2 former names

  1. Morgan Grenfell Asia Securities (HK) Limited

    Earlier period—1996.03.19

    SFC name change: 1996.03.19

    No SFO licence period listed under this name

  2. Deutsche Morgan Grenfell Securities Hong Kong Limited

    1996.03.19—1998.05.31

    SFC name change: 1998.05.31

    No SFO licence period listed under this name

  3. Deutsche Securities Asia Limited

    1998.05.31—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 4TYPE 5TYPE 6TYPE 7TYPE 9
Licences of Deutsche Securities Asia Limited (AAJ984)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 2Dealing in futures contracts
  • 2004.01.08—Present
TYPE 4Advising on securities
  • 2003.04.01—2019.12.03
TYPE 5Advising on futures contracts
  • 2004.01.08—2020.02.04
TYPE 6Advising on corporate finance
  • 2003.04.01—2004.01.08
  • 2012.03.02—Present
TYPE 7Providing automated trading services
  • 2010.04.16—2020.06.15
TYPE 9Asset management
  • 2003.04.01—2004.01.08