Webb-site Legacy

DEUTSCHE SECURITIES ASIA LIMITED 德意志證券亞洲有限公司

SFC Licensed

CCASS ID:B01323

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions CCASS Distribution

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2004-01-08
C	Advising on corporate finance	2012-03-02	-
C	Advising on futures contracts	2004-01-08	2020-02-04
C	Advising on securities	-	2019-12-03
C	Asset management	-	2004-01-08
C	Automated trading services	2010-04-16	2020-06-15
C	Dealing in futures contracts	2004-01-08	-
C	Dealing in securities	-	-