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Public Disciplinary Actions
SFC suspends Mr Chan Chuen Leung for 4 months for improper trading activities
SFC, 28-Sep-2005
He ran a real risk of being hit on the bid for 1 million warrants - and nobody had to buy his offer if they didn't want to. Once again the SFC encourages investors to believe that the order queue is some kind of price signal. They should not.
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SFC suspends Mr Mo Chun Wai, ex-Asia-Pac Securities Ltd, for 7 weeks
SFC, 06-Apr-2001
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