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BERICH BROKERAGE LIMITED Public Disciplinary Actions
BERICH BROKERAGE LIMITED 百裕證券有限公司
SFC Inactive
SFC ID:
ABT548
CCASS ID:
B01460
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Public Disciplinary Actions
SFC reprimands Berich Brokerage Ltd & suspends Mr Chung Tin Ming, Mr Sun Tak Sing & Mr Luk King Cheong; broker pays HK$1.4m & costs
SFC, 18-Apr-2005
Orgs
People
SFC suspends Ms Bonnie Lau Yin Ying for 3 months for facilitating unlicensed dealing
SFC, 31-Jan-2005
Orgs
People
Bonnie Lau Yin Ying v SFC
SFAT, 28-Jan-2005
Suspension reduced from 4 months to 3 months.
Orgs
People
SFC reprimands Berich Brokerage Ltd
SFC, 20-Jul-2000
Orgs