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CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 建達(香港)資本市場有限公司

SFC Licensed

CCASS ID:B01774

Key Data Officers SFC Licenses Conditions Public Disciplinary Actions CCASS Distribution

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	2010-07-22	2012-08-15
C	Advising on corporate finance	2018-09-04	-
C	Advising on securities	2009-03-13	-
C	Dealing in futures contracts	2004-07-15	-
C	Dealing in securities	2004-07-15	-
C	Leveraged foreign exchange trading	2008-12-30	2011-04-21