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CANTOR FITZGERALD (HONG KONG) CAPITAL MARKETS LIMITED 建達(香港)資本市場有限公司

SFC Licensed
SFC ID:AKO499
CCASS ID:B01774
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SFC licences & institution history

Currently licensed
SFC ID:AKO499

Cantor Fitzgerald (Hong Kong) Capital Markets Limited

2 former names

  1. Cantor Fitzgerald (Hong Kong) Limited

    Earlier period—2000.09.06

    SFC name change: 2000.09.06

    No SFO licence period listed under this name

  2. Cantor Fitzgerald (Hong Kong) Capital Markets Limited

    2000.09.06—2010.05.16

    SFC name change: 2010.05.16

    Licences in this name periodTYPE 1TYPE 2TYPE 3TYPE 4

  3. Cantor Fitzgerald (Hong Kong) Capital Markets Limited

    2010.05.16—Registered name

    Licences in this name periodTYPE 1TYPE 2TYPE 3TYPE 4TYPE 6
Licences of Cantor Fitzgerald (Hong Kong) Capital Markets Limited (AKO499)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2004.07.15—Present
TYPE 2Dealing in futures contracts
  • 2004.07.15—Present
TYPE 3Leveraged foreign exchange trading
  • 2008.12.30—2011.04.21
TYPE 4Advising on securities
  • 2009.03.13—Present
TYPE 6Advising on corporate finance
  • 2010.07.22—2012.08.15
  • 2018.09.04—Present