CCB Securities Limited Hong Kong SFC License Details

Regulatory Licenses

C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.

Show Current

C/R	Regulated Activity	From	Until
C	Advising on corporate finance	-	2003-09-02
C	Advising on securities	-	2003-09-02
C	Advising on securities	2016-06-20	2023-11-14
C	Asset management	-	2003-09-02
C	Asset management	2016-06-20	2023-11-14
C	Dealing in securities	-	-

CCB Securities Limited 建行證券有限公司