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CCB Securities Limited 建行證券有限公司

SFC Licensed
SFC ID:AGJ534
CCASS ID:B01730
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SFC licences & institution history

Currently licensed
SFC ID:AGJ534

CCB Securities Limited

1 former names

  1. BA Securities Limited

    Earlier period—2006.12.30

    SFC name change: 2006.12.30

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  2. CCB Securities Limited

    2006.12.30—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 9
Licences of CCB Securities Limited (AGJ534)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—Present
TYPE 4Advising on securities
  • 2003.04.01—2003.09.02
  • 2016.06.20—2023.11.14
TYPE 6Advising on corporate finance
  • 2003.04.01—2003.09.02
TYPE 9Asset management
  • 2003.04.01—2003.09.02
  • 2016.06.20—2023.11.14