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CHIEF SECURITIES LIMITED 致富證券有限公司

SFC Licensed
SFC ID:BWN872
CCASS ID:B01584
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SFC licences & institution history

2025.09.01Institutions amalgamated

After amalgamation

Currently licensed
SFC ID:BWN872

Chief Securities Limited

Licences of Chief Securities Limited (BWN872)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2025.09.01—Present
TYPE 2Dealing in futures contracts
  • 2025.09.01—Present
TYPE 4Advising on securities
  • 2025.09.01—Present
TYPE 5Advising on futures contracts
  • 2025.09.01—Present
TYPE 7Providing automated trading services
  • 2025.09.01—Present
TYPE 9Asset management
  • 2025.09.01—Present

Before amalgamation

Historical institution
SFC ID:ADI983

Chief Securities Limited

Licences of Chief Securities Limited (ADI983)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2025.08.31
TYPE 4Advising on securities
  • 2003.04.01—2005.03.14
  • 2006.04.20—2025.08.31
TYPE 6Advising on corporate finance
  • 2003.04.01—2005.03.14
TYPE 7Providing automated trading services
  • 2003.04.01—2003.07.21
  • 2021.11.10—2025.08.31
TYPE 9Asset management
  • 2003.04.01—2025.08.31
Historical institution
SFC ID:AAZ607

Chief Commodities Limited

1 former names

  1. CHIEF COMMODITIES LTD

    Earlier period—1991.09.09

    SFC name change: 1991.09.09

    No SFO licence period listed under this name

  2. Chief Commodities Limited

    1991.09.09—Registered name

    Licences in this name periodTYPE 2TYPE 5TYPE 9
Licences of Chief Commodities Limited (AAZ607)
Regulated ActivityEffective periods
TYPE 2Dealing in futures contracts
  • 2003.04.01—2025.08.31
TYPE 5Advising on futures contracts
  • 2003.04.01—2004.10.15
  • 2006.05.17—2025.08.31
TYPE 9Asset management
  • 2003.04.01—2004.10.15