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CTBC Asia Limited 中國信託綜合證券(香港)有限公司

SFC Licensed
SFC ID:AJF262
CCASS ID:B01833
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SFC licences & institution history

Currently licensed
SFC ID:AJF262

CTBC Asia Limited

2 former names

  1. Chinatrust Securities (Hong Kong) Limited

    Earlier period—2007.02.23

    SFC name change: 2007.02.23

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  2. Chinatrust Asia Limited

    2007.02.23—2013.07.25

    SFC name change: 2013.07.25

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9

  3. CTBC Asia Limited

    2013.07.25—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 9
Licences of CTBC Asia Limited (AJF262)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2004.01.14—Present
TYPE 4Advising on securities
  • 2004.10.04—Present
TYPE 6Advising on corporate finance
  • 2004.08.19—Present
TYPE 9Asset management
  • 2004.01.14—Present