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CTBC Asia Limited Hong Kong SFC License Details
CTBC Asia Limited 中國信託綜合證券(香港)有限公司
SFC Licensed
SFC ID:
AJF262
CCASS ID:
B01833
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Regulatory Licenses
C = licensed corporation regulated by the SFC; R = registered institution regulated by the HKMA. If there is no starting date, the entity has conducted that activity since at least 1 Apr 2003, when the current register began.
Show Current
C/R
Regulated Activity
From
Until
C
Advising on corporate finance
2004-08-19
-
C
Advising on securities
2004-10-04
-
C
Asset management
2004-01-14
-
C
Dealing in securities
2004-01-14
-