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CORPORATE BROKERS LIMITED Hong Kong SFC License Details
CORPORATE BROKERS LIMITED 協聯證劵有限公司
SFC Licensed
SFC ID:
AAC806
CCASS ID:
B01252
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
SFC licences & institution history
Currently licensed
SFC ID:
AAC806
Corporate Brokers Limited
Licences of Corporate Brokers Limited (AAC806)
Regulated Activity
Effective periods
TYPE 1
Dealing in securities
2003.04.01
—
Present
TYPE 4
Advising on securities
2003.04.01
—
2004.02.19
TYPE 6
Advising on corporate finance
2003.04.01
—
2004.02.19
TYPE 7
Providing automated trading services
2003.04.01
—
2004.02.19
TYPE 9
Asset management
2003.04.01
—
2004.02.19