Webb-site Legacy

Home

Credit Suisse Securities (Hong Kong) Limited 瑞士信貸證券(香港)有限公司

SFC Inactive
SFC ID:ACB048
CCASS ID:B01491
Key DataOfficersSFC LicensesConditionsPublic Disciplinary ActionsCCASS Distribution
Hong Kong IPO PredictionsHong Kong Financial ReportsLegal Document SearchFAQ
© 2024 Webb-site Legacy. All rights reserved.|
Copyright & DisclaimerPrivacy PolicyAbout

SFC licences & institution history

No current licences
SFC ID:ACB048

Credit Suisse Securities (Hong Kong) Limited

3 former names

  1. CS First Boston (Hong Kong) Securities Limited

    Earlier period—1996.12.31

    SFC name change: 1996.12.31

    No SFO licence period listed under this name

  2. Credit Suisse First Boston (Hong Kong) Securities Limited

    1996.12.31—2006.01.13

    SFC name change: 2006.01.13

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7TYPE 9

  3. Credit Suisse Securities (Hong Kong) Limited

    2006.01.13—2019.07.08

    SFC name change: 2019.07.08

    Licences in this name periodTYPE 1TYPE 4TYPE 6TYPE 7

  4. Credit Suisse Securities (Hong Kong) Limited

    2019.07.08—Registered name

    Licences in this name periodTYPE 1TYPE 4TYPE 7
Licences of Credit Suisse Securities (Hong Kong) Limited (ACB048)
Regulated ActivityEffective periods
TYPE 1Dealing in securities
  • 2003.04.01—2026.09.10
TYPE 4Advising on securities
  • 2003.04.01—2024.09.27
TYPE 6Advising on corporate finance
  • 2003.04.01—2012.06.14
TYPE 7Providing automated trading services
  • 2003.04.01—2003.08.22
  • 2013.07.30—2024.01.05
TYPE 9Asset management
  • 2003.04.01—2005.01.03