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CSC SECURITIES (HK) LIMITED Public Disciplinary Actions
CSC SECURITIES (HK) LIMITED 群益證券(香港)有限公司
SFC Licensed
SFC ID:
ACC324
CCASS ID:
B01601
Key Data
Officers
SFC Licenses
Conditions
Public Disciplinary Actions
CCASS Distribution
Public Disciplinary Actions
SFC reprimands Mr Kwan Wai Man & Mr Patrick Poon Ming Bor ex/of CSC Securities (HK) Ltd
SFC, 06-Apr-2001
Orgs
People
SFC prosecutes Edmund Chan Ka Hon for unregistered dealing at CSC Securities (HK) Ltd
SFC, 18-Dec-2000
Orgs
People
SFC prosecutes Ms Kirindi Yang Wai Tzu for unregistered dealing at CSC Securities (HK) Ltd
SFC, 14-Nov-2000
Orgs
People
SFC prosecutes Wendy Lau Oi Wah for unregistered dealing at CSC Securities (HK) Ltd
SFC, 24-Oct-2000
Orgs
People
SFC prosecutes Mr Lau Chi Wai for unregistered dealing at CSC Securities (HK) Ltd
SFC, 28-Sep-2000
Orgs
People